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52 pages 1 hour read

Mike Davis

Late Victorian Holocausts: El Niño Famines and the Making of the Third World

Nonfiction | Book | Adult | Published in 2000

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Part 3, Chapters 7-8Chapter Summaries & Analyses

Chapter 7 Summary

El Niño Southern Oscillation (ENSO) has a history. Scientists sought for generations to explain the weather phenomena they noted in conjunction with the droughts that impacted India, China, Brazil, parts of Africa, and southeast Asia.

Solar energy along the Equator influences global climate. However, tropical areas “do not accumulate heat evenly” (226). Ocean currents and winds store this solar energy in multiple spots along the Equator. In the Pacific, trade winds from the east move warm surface water westward. A “Warm Pool” therefore appears in conjunction with an atmospheric “heat engine” called the Indo-Australian Convergence Zone (IACZ). This formation moves energy into the atmosphere from the ocean waters in the form of condensation. It is, essentially, a “cloud factory” in the Western Pacific Ocean (226).

ENSO happens when the trade winds reverse or stop, allowing the cloud factory to move east. The “Southern Oscillation” appears as barometric pressure in eastern and central Pacific region falls while it rises in the opposite direction. The Pacific Ocean warms off the Ecuadorian and Peruvian coasts, as does the Indian Ocean. When ENSO is strong, the monsoons in India and southern Africa fail, and rainfall decreases in northern China and Brazil’s Nordeste. Meanwhile, flooding occurs in the deserts of Peru. ENSO thus causes rainfall patterns to shift due to these changes (or “oscillations”) in barometric pressure and ocean temperature.

European colonial and imperial expansion led to the discovery of this global phenomenon. ENSO spawned a drought in south Asia from 1790-91, impacting British colonial holdings in the Caribbean: “For the first time, simultaneous meteorological measurements thousands of miles apart hinted that extreme weather might be linked across the tropics […]” (228). William Roxburgh, a naturalist and physician with the East India Company, investigated links “between climate, food supply and famine in Madras,” blaming the company’s deforestation for the crisis. By 1876, the empire considered meteorological study of the tropics an important part of its imperial business and had put in place “the operational rudiments of a world climate observation system” linked by new technology, including the telegraph. International weather record-keeping was standardized. Henry Blanford, “imperial meteorological reporter to the government of India” collected and assessed international data (229). Blanford concluded that oscillating barometric pressure along the axis linking Russia to India caused periods of weakened rainfall. Though Blanford’s work laid the foundation for future discoveries, his location of this axis was incorrect, and the British Raj maintained that climate was the lone cause of the late Victorian droughts. The British believed that if scientists could identify the “global mechanism” that caused the oscillation and resulting droughts, they could predict future outcomes. Such knowledge would “be of immense advantage to tropical imperialism” (231).

Early investigators argued that sunspots influenced the monsoon cycles, while other scientists expressed doubt about this theory. Richard Stratchey, for instance, suggested that these were chance correlations. Nevertheless, the sunspot theory gained traction. Scientists also postulated a link between the eastern and western droughts, with some using the sunspot theory to explain desiccation in Brazil while others attributed famines in the Global South to Social Darwinism. They suggested that deforestation and the agricultural techniques practiced by racially inferior farmers in the sertáo caused drought.

The British economic theorist Sir Stanley Jevons embraced the sunspot theory, arguing that the sun’s power over the eastern monsoons (and thus farming) “drove the entire global business cycle” (234). Political and economic motives thus buttressed the sunspot theory because it suggested, per Jevons, that capitalism’s weaknesses were not responsible for global economic crises—nature was. However, this theory started to fall apart in the 1890s: “For every study that associated drought with sunspot maxima, there seemed to be another that correlated it with sunspot minima” (235). Meanwhile the British astronomer Norman Lockyer argued that oscillation was the result of two phases: one Spanish and one Indian. This theory of “inter-hemispheric atmospheric oscillations, with possibly more than one frequency, provided a compelling framework for the next generation of research” (239).

By 1924, Sir Gilbert Walker had identified three linked oscillations, including the Southern Oscillation. Yet Walker was unable to determine “an index or system of equations that would give even proximately reliable advance warnings of drought” (241). Scientists did not yet know that temperature changes in the Pacific intersected with atmospheric pressure shifts. Jacob Bjerknes at UCLA took up research into this mystery in 1969, employing both meteorological and oceanographic methods. He asserted that the Southern Oscillation resulted from “exchange of energy between the ocean and the atmosphere” (243). The sunspot theory finally died. Klaus Wyrtki at the University of Hawaii built on Bjerknes work during the 1970s. He determined that a “trigger event” like a trade wind causes heat from the “Warm Pool” to release in a stream that moves eastward across the Pacific (245). Further research concluded that ENSO is influenced by external weather phenomena. Moreover, ENSO is followed by “La Niña,” which has an opposite, cooling effect “so that droughts are often followed by severe floods as in China in 1897-98 or 1997-98” (246).

Questions remain today about historical ENSO cycles and modern climate change’s impact on El Niño: “A popular hypothesis is that much of the additional heat trapped by greenhouse gases is stored in an expanded Warm Pool […]” (251). This hypothesis holds that discharged warm ocean currents flow eastward in “more frequent and larger El Niño events” (251).

Chapter 8 Summary

El Niño’s impact on the global climate is significant because it affects a massive number of people across multiple continents. Bjerknes identified “teleconnections,”—disruptions to low and high pressure that move along the Equator, forming a “coupling between ENSO in the tropical Pacific and the rest of the world climate system” (254). ENSO, however, is not entirely predictable, as “teleconnections” vary, though they also correlate to changing seasons. They were especially prominent during the late Victorian era and shortly after 1963. Other phenomena influence ENSO to dictate its impact, such as “a complex hierarchy where ENSO and the monsoon are linked through another variable like Eurasian snowfall” (256). Regional climate factors and ENSO interact, thus influencing the strength of El Niño’s effects on regional weather. For instance, “monsoon epochs” control its influence on rain in Africa’s Sahel and in India (258). Knowledge of these weather variables is thus critical to understanding why and how the drought-famines of the late 19th century occurred.

Drought happens in India when the summer monsoon, expected between June and September, fails to arrive. Much of the subcontinent is subject to potential drought; ENSO caused 21 (out of 26) Indian droughts since the late 19th century. Regional factors also impact the monsoon. Snowfall in the Tibetan plateau is significant, for example, because its “thermal properties determine monsoon intensity” (260). Temperature and pressure ranges (between sea and land) create and regulate the monsoon so that high levels of snow give rise to a weaker monsoon while less snow does the opposite. This regional pattern interacts with ENSO. Thus, a weaker monsoon due to high snow-cover will strengthen El Niño’s effects on India. Harsh droughts in the late Victorian period (like in 1877) resulted from “phase-locking” between a weak monsoon season and strong ENSO cycle (260).

In northern China, the collapse of the summer monsoon leads to harvest failure for a year. Farmers may counteract rainfall instability through irrigation, maintain the fertility of the region’s mineral-rich loess soils. Research shows a relationship between ENSO and high barometric pressure in the western Pacific Ocean: “When an El Niño event warms the eastern equatorial Pacific in winter, the subtropical high correspondingly intensifies and shifts westward the following summer. This blocks the monsoon from moving as far north as usual […]” (263). Drought thus follows in the north, while flooding occurs in the south (specifically the Yangzi River valley) where the monsoon hangs. Inversely, flooding in the Yellow River valley correlates to cooling phases (La Niña). Environmental determinism, however, is not enough to explain the famines that ensued during these cycles of climate crises. For example, ENSO played a role in China’s deadly drought of 1959-60, but the state could have relieved hunger if the Maoist government had not decreased the amount of farmland under cultivation to generate a workforce for public building projects. Similar correlations between regional rainfall and ENSO appear across southeast Asia, Australian and Oceania, North America, Brazil, and parts of Africa.

Chronological ENSO data indicates that “from the American Revolution to the coronation of Queen Victoria, the ENSO cycle had a high amplitude and climate disasters were frequent” (288). The stable period that preceded these climate crises (the “Age of Capital”), gave rise to agricultural expansion and demographic growth. Cultivators tilled marginal lands that were productive due to seasonal regularity and predictability. Drought-famines struck when El Niño strengthened again, helping to bring this age of prosperity to a close. The late 20th century experienced similar disasters related to ENSO. However, the world is faced with new concerns. Human-driven global warming interacts with El Niño in ways that science does not yet fully understand. Indeed, the cooling phases known as La Niña have appeared less frequently. Future scientific research depends on historical data tracking ENSO’s effects.

Part 3, Chapters 7-8 Analysis

Historical analysis of ENSO’s effects over extended periods provides a wide perspective on climatic and environmental trends. Times of stability have allowed for significant agricultural expansion, population growth, and economic prosperity. However, Davis shows that when economic growth primarily benefits the powerful, with insufficient safeguards to protect the most vulnerable, it often leads to even worse outcomes when environmental conditions deteriorate. 

Davis also shows that developments in science are intertwined with changing social, political, and economic circumstances. ENSO’s discovery itself, for instance, is linked to imperialist and liberal capitalist efforts to understand the mechanics of climate shifts so that empires could make informed decisions, ensuring their economic hegemony.

Moreover, the scientific history of ENSO’s discovery and study shows that even many Victorians recognized that human behavior has an impact on the environment and can precipitate climate crises. These critical voices, like William Roxburgh’s, however, were ignored in favor of theories that lay blame for drought-famines either solely with ENSO or with the supposed failings of colonized subjects. Roxburgh’s warnings about deforestation in India, for example, went unheeded because they were inconvenient for those who profited from the destruction of India’s forests. The New Imperialists preferred the theories of Environmental Determinism and Social Darwinism—according to which they could not be blamed for natural and social phenomena that predated their arrival. The widespread, erroneous theory that sunspots played a role in these climate disasters gained popularity because it aligned with the motives of environmental determinism, absolving liberal capitalism of any blame for the devastating effects of drought. Just as 19th-century Westerners reinterpreted Charles Darwin’s theory of “survival of the fittest” to perpetuate ethnocentric and racist Social Darwinism in support of imperialism, so too did they fuse economic theory and the study of climate. This fusion promoted capitalism’s success and absolved imperialist powers of any blame for its failures or the suffering of their subjects. Liberal Capitalism and the Policy of Underdevelopment thus benefitted from science that supported Environmental Colonialism and the New Imperialism.

Davis additionally shows that European New Imperialist regimes have not been alone in their failure to effectively address climate crises. China suffered mass mortality in the mid-20th century under its Communist regime, which diverted labor away from farming to public building projects, thus creating a food shortage. Davis leaves readers with a warning: current human-caused climate change interacts with El Niño, but its long-term impact on environments and thus humanity has yet to be revealed. Davis encourages readers to consider how past powers have advanced the scientific theories that benefitted their agendas and denied those that did not, just as today’s corporations and politicians deny human impacts on climate in favor of the status quo.

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