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52 pages 1 hour read

E. L. Doctorow

The Book of Daniel

Fiction | Novel | Adult | Published in 1971

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Character Analysis

Daniel

Content Warning: This section contains discussions of suicidal ideation, a suicide attempt, and incestuous fantasies.

Daniel Lewin is the narrator and protagonist of The Book of Daniel. As well as being Daniel Lewin, Daniel is also Daniel Isaacson, the son of Paul and Rochelle Isaacson, communist activists who were executed for treason. Daniel is an academic writing a dissertation on the left-wing movement his parents were a part of. Reflecting Daniel’s split identities—Daniel Isaacson, the boy who witnessed his parents’ arrests and executions; and Daniel Lewin, the academic researching them—the narrative is split between first- and the third-person point of view. Daniel refers to himself throughout as both “I” and “Daniel,” often switching in successive paragraphs. The source of the split in Daniel’s identities is the Ideological Tension between the United States and the Soviet Union that manifested, tragically, in his parents’ persecution and deaths. The narrative represents Daniel’s attempt to understand himself amid all these personal and geopolitical complexities. This division within Daniel drives the plot of The Book of Daniel. Rather than piecing together the story of his parents, he is piecing together the story of how his own identity came to be so fractured.

A driving force of Daniel’s narration is his Generational Trauma. Before his parents’ arrest, he was a typical working-class boy growing up in the Bronx. He understood politics solely through overheard snippets of conversations at his parents’ parties, or in the violence directed at his family and their friends when they all attended a concert. The politics, history, and ideology of his youth were obscured by his naivety, as befitting a child. After his parents’ arrest, however, Daniel was no longer permitted a childhood. He was forced to learn about the political reality of the world since his parents had been charged with the most serious of crimes. He stole newspapers to inform himself and broke himself and his sister Susan out of a childcare facility. Through his descriptions of his youth, Daniel grapples with naivety in an almost longing way. He has a nostalgia for the time when he did not need to care about the past.

The naivety of Daniel’s youth contrasts with his cynicism as an adult. In his role as narrator, Daniel does not shy away from portraying the way he enacts his Generational Trauma on his family, passing it along. He abuses his wife and physically endangers his child, while also thinking incestuous thoughts about his sister. Daniel puts everything before the audience, seeking the fair trial that was denied to his parents. So much has been taken from Daniel, he believes, including his ability to protest his government. The trial of his parents has helped him to clarify his relationship with them, so he turns the novel into a cross-examination of his own character. The Book of Daniel is an exploratory confessional, in which the protagonist and narrator invite judgment so that Daniel can seek an atonement that has been perpetually denied to him.

Susan

Daniel’s sister Susan is one of the most tragic figures in the novel. She is introduced to the reader just after she has tried to die by suicide. Her attempt prompts Daniel to revisit their shared past to document how their traumatic experiences have affected their lives. The non-linear nature of the storyline means that she appears frequently as a child but, in the novel’s present, 1967, she is either institutionalized or—by the end of the novel—dead, though the exact chronology of her death is never explicitly stated. As such, the adult Susan rarely features in the novel. She mainly appears in Daniel’s memories as a little girl. This is an extension of how Daniel always sees his little sister. To him, she is always the innocent child whom he tried to protect from his parents’ persecution. Susan the adult cannot figure into Daniel’s story because a gulf appeared between them in their adult lives. He wants to preserve one of the few memories of his family as genuinely good and blameless. To Daniel, Susan is reduced to an artifact of his memory, a pure being in an impure world. He strives to maintain her purity in a narrative sense, even if the reality of their interactions occasionally intrudes on this conception view of the world.

Susan’s tragic death is difficult for Daniel to comprehend, which is shown through the vague chronology surrounding her death. While his trauma manifests as disillusionment with Protest and Performance and recurring patterns of enacting his Generational Trauma on his family, Susan copes by joining the movement their parents died for. The contrast between the siblings caused many arguments over their lives. They disagreed over whether they could assert political agency while living in a state that had already executed their parents. While Susan was optimistic that her movement could bring about change, she eventually lost faith in protest like her brother. Her suicide is a final attempt to assert agency over the sole property she felt she owned: her life. Susan’s depression and suicide speak to her tragic need to follow in her parent’s footsteps, a psychological death drive toward self-martyrdom. She grew up seeing her parents being idealized for their sacrifice to left-wing ideology. When her efforts to effect change in their honor fail, Susan martyrs herself in her parents’ image, joining them in the history of the political movement. The tragedy of her life is that she was never permitted to live on her own terms, only those of the state that killed her parents and—ultimately—killed her, too.

Rochelle

Daniel’s mother Rochelle is the ultimate pragmatist in the communist movement. In a world filled with academics and idealists, her hardheaded approach to the cause is rooted in her working-class experience. She loathes the world that has treated her and her family so poorly, so she looks to a future in which a more equitable distribution of wealth can be sought. To an academic like Daniel, this practical understanding of something as seemingly complex as an entire ideology is almost alien. Similarly, Rochelle is contrasted with her husband and other figures in the protest movement, men who spend their time arguing about Marxism and theory. In contrast, Rochelle’s desire for revolution is rooted in practicality. She wants to build a better world in defiance of the cynical self-interest which she observes in capitalist society. She disapproves of the selfishness and the vapidity of the status quo, so she seeks change. This desire for change is as natural to Rochelle as any other yearning, whether it be for food or sleep. After a working-class youth spent fighting for everything that she has, Rochelle regards communist revolution as just another necessity for which she must fight tooth and nail.

After her arrest, incarceration has a very different effect on Rochelle than her husband. Paul is horrified and disillusioned by his imprisonment and condemnation. Rochelle’s time in jail vindicates her cynicism and hardens her desire for change. She is unrelenting in her criticism of the state, which now wants to execute her for crimes that she may or may not have committed. Rochelle views her own death as the ultimate endorsement of her beliefs, deciding that any state that would seek to execute her must be dismantled at any cost. Rochelle is executed on the second attempt, and her raw determination to defy the state continues right up until the moment of her execution. She survives the electric chair on the first instance out of pure force of will, driven to survive by her contempt for the capitalist world.

Paul

Paul Isaacson is well-meaning and idealistic. He is a working-class repairman who sincerely believes that communism will bring about a fairer world. To this end, he has studied the movement’s ideology and concluded that the American capitalist state is a destructive force that any reasonable or moral person must protest. Paul is limited in his ability to fight back, however. He tries to turn the tools of a capitalist, consumerist society against itself by only choosing to buy or sell certain products. He tells his son he should never buy Coca-Cola, for example, because it is a shining beacon of American consumer capitalism that will rot away everything it touches. In addition to these small consumer choices, Paul appears at concerts and protests that advocate for a revolution. Despite his attempts, there is little he can do when matched up against the power of the American state. His wife Rochelle predicts that Paul would have no great role to play in any revolution. The real tragedy of his life, however, is how limited his capacity is to rebel.

Paul is arrested and charged with espionage. Since he is a communist, he is deemed an enemy of the state. Along with his wife, he is put on trial and given the death sentence. The trial has the effect of crushing Paul’s optimistic idealism. While he once believed that he could be part of a movement to bring about genuine change in the country, he is forced to reckon with his material reality. He is locked behind bars by an aggressive state that wishes to see him dead. Rather than be inspired by the way the state has treated him, Paul is considered a traitor by vast swathes of the American people. His plight has not inspired revolution. It has barely inspired pity. Daniel watches as his father is reduced to a husk of himself, collecting dead bugs in a box and piteously claiming that the world will soon see the error of its ways. Daniel must watch as his father is broken by prison. First, the government takes his freedom, then his reputation, and then his hope.

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